Tag: Sec Documents

SEC Admits Documents From Preliminary Investigations Of Big Banks Tossed

SEC Admits Documents From Preliminary Investigations Of Big Banks Tossed

WASHINGTON — The Securities and Exchange Commission has acknowledged that some documents from preliminary investigations of major banks and convicted swindler Bernard Madoff likely were destroyed under a former agency policy. The SEC’s enforcement chief made the disclosure in a letter Wednesday to Sen. Charles Grassley, R-Iowa. Grassley had asked about allegations by an SEC [...]

September 16, 2011 | 0 Comments More
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